New York Stockbroker Fraud Attorney

Superior Legal Representation in Fraud & Misconduct Cases

Stone Law Group represents investors in a wide range of disputes with brokers, banks, and other financial firms engaged in misrepresentation or other misconduct that has caused severe financial losses to clients. As the founder of Stone Law Group, my extensive experience and worldwide network often allows my investigations to uncover and develop critical factual background leading to successful case results. Operating a smaller firm, I am able to focus on every case the firm takes on, resulting in a remarkable success rate.

Have You Suffered Losses Due to Stockbroker Fraud?

Stockbrokers and investment professionals have a duty to their clients to provide full disclosure of all the facts concerning the products they sell. As professionals, they should not be found negligent or engaging in sales strategies designed to benefit the interests of themselves or their firm as opposed to their clients. Unfortunately, stockbroker misconduct can occur in many ways.

Examples of stockbroker fraud or misconduct include:

• Deceptive sales practices
• Annuity fraud
• Unauthorized trading
• Breach of fiduciary duty
• Selling away (i.e., broker selling investments outside the firm’s universe of products)
• Outside business activities
• Violation of suitability rules
• Stockbroker misrepresentation

As a New York stockbroker fraud lawyer with over 28 years of experience, I represent individual and institutional investors who have suffered significant losses due to fraud or misconduct. I have frequently provided representation in stockbroker cases involving allegations that defendants breached fiduciary obligations or caused investors to purchase unsuitable securities. My firm provides clients with a consistently superior work product and creative strategies designed to achieve economic remedies in cases of misconduct leading to investment losses.

I have been involved in cases as lead counsel in fraud actions which have resulted in hundreds of millions of dollars in recoveries for investors. I bring my extensive experience to bear in all brokerage fraud cases, large and small, and have been successful in securities arbitrations against some of the world’s largest financial institutions.